Workshop: Navigating Compliance Challenges for FinTechs
Updated: 6 days ago
June 22, 2023
2pm ET / 1pm CT
In this enlightening 90-minute workshop, we aim to help financial institutions and fintech firms overcome the unique regulatory and compliance obstacles they face. We will explore topics like risk tolerance identification, tech support capabilities, compliance in higher-risk markets, compliance due diligence, leveraging licensing/regulators, managing compliance risk, and effective compliance training. Participants will leave with a wealth of knowledge on how to right-size their compliance approach and will gain insights from real-world case studies.
Join this workshop to:
Understand the importance of identifying target customers based on risk tolerance in the fintech industry
Learn about the tech capabilities that can support your financial institution (e.g., online banking services, APIs)
Gain insights into the unique compliance challenges faced by fintechs operating in high-risk markets and multiple jurisdictions
Acquire best practices for conducting compliance due diligence and risk assessments
Discover how to leverage licensing and regulators to validate due diligence and reduce regulatory risk
Become familiar with the tools for managing compliance risk
Learn about the concept of "right-sized" compliance and why over-compliance can strain relationships and increase workload
Understand the importance of compliance training and education for fintechs
Gain insights from case studies of successful compliance strategies